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Neda Tavakoli

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Information

Firm:
Type: Dual Registration
Description

Neda Tavakoli is a financial professional at Strategic Advisers, Inc., a $389B RIA based in Boston, MA. Neda has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Fidelity Investments 6 years, 3 months Jul 2008 - Present
Ameriprise Financial Services Inc 8 months Sep 2007 - May 2008
Re Dream Homes 1 year, 2 months Dec 2006 - Feb 2008
Prudential 1 year, 6 months Jun 2005 - Dec 2006
Global Care 3 years, 4 months Feb 2002 - Jun 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/11/2008

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Neda Tavakoli has not answered any questions on Financial Q&A.

Top Guides

Neda Tavakoli has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Other
Corporations or Other Businesses
State or Municipal Government Entities
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Criminal Disclosure

1 Criminal Disclosure

As of Date
09/10/2014
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees