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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Neda Tavakoli is a financial professional at Strategic Advisers, Inc., a $389B RIA based in Boston, MA. Neda is also registered with Fidelity Brokerage Services LLC, a broker-dealer with over 11,800 registered representatives nationwide. Neda has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Neda Tavakoli has not answered any questions on Financial Q&A.

Top Guides

Neda Tavakoli has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Fidelity Investments 5 years, 9 months Jul 2008 - Present
Ameriprise Financial Services Inc 8 months Sep 2007 - May 2008
Re Dream Homes 1 year, 2 months Dec 2006 - Feb 2008
Prudential 1 year, 6 months Jun 2005 - Dec 2006
Global Care 3 years, 4 months Feb 2002 - Jun 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/03/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Criminal Disclosure

1 Criminal Disclosure

As of Date
01/03/2013
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 01/11/2008
General Securities Representative Examination Series 7 11/29/2007

Firm Compensation Arrangements

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No compensation arrangements listed.