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Rodney Andrew Macintyre

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Information

Firm:
Type: Dual Registration
Description

Rodney Macintyre is a financial professional at Sterne Agee Investment Advisor Services, Inc., a broker-dealer with 327 registered representatives nationwide. Rodney has held an industry securities registration for 33 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Sterne Agee Financial Services, Inc. 1 month, 3 weeks Sep 2014 - Present
Sterne Agee Investment Advisor Services, Inc. 10 years, 5 months May 2004 - Present
Ids Life Insurance Company 33 years, 4 months Jul 1981 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/12/2001
General Securities Representative ExaminationSeries 7 01/18/1986
Direct Participation Programs Representative ExaminationSeries 22 09/22/1983
Uniform Securities Agent State Law ExaminationSeries 63 06/08/1981
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/29/1981

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rodney Andrew Macintyre has not answered any questions on Financial Q&A.

Top Guides

Rodney Andrew Macintyre has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/14/2014
09/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions