Home  >  BrightScope Advisor Pages  >  Alfonso Avila

Alfonso Avila

Is this you? (Click to claim profile)
Contact Advisor


Other Names: Al Avila, Alfonso Avila Jr
Type: SEC and FINRA Registered

Alfonso Avila is a financial professional at Cetera Investment Services LLC, a broker-dealer with over 1,850 registered representatives nationwide. Alfonso is also registered with Cetera Investment Advisers LLC, a $7B RIA based in Schaumburg, IL. Alfonso has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cetera Investment Advisers LLC 1 year, 10 months Jan 2014 - Present
Cetera Investment Services 11 years, 1 month Oct 2004 - Present
Centier Bank 13 years, 2 months Sep 2002 - Present
U.S. Naval Reserve 22 years, 7 months May 1993 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/14/2009
Uniform Securities Agent State Law ExaminationSeries 63 12/20/1996
General Securities Representative ExaminationSeries 7 12/03/1996

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Alfonso Avila has not answered any questions on Financial Q&A.

Top Articles

Alfonso Avila has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees