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Other Names: Al Avila, Alfonso Avila Jr
Additional Firm:
Type: Dual Registration

Alfonso Avila is a financial professional at Cetera Investment Services LLC, a broker-dealer with over 1,700 registered representatives nationwide. Alfonso is also registered with Cetera Investment Advisers LLC, a $5B RIA based in Schaumburg, IL. Alfonso has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Alfonso Avila has not answered any questions on Financial Q&A.

Top Guides

Alfonso Avila has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Cetera Investment Advisers LLC 3 months, 3 weeks Jan 2014 - Present
Cetera Investment Services 9 years, 6 months Oct 2004 - Present
Centier Bank 11 years, 7 months Sep 2002 - Present
National Planning Corporation ("NPC of America" in FL & NY) 2 years Sep 2002 - Sep 2004
U S Naval Reserve 20 years, 12 months May 1993 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/04/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/14/2009
Uniform Securities Agent State Law Examination Series 63 12/20/1996
General Securities Representative Examination Series 7 12/03/1996

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees