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Eric Lee Leibowitz

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Information

Firm:
Additional Firms:
Type: Dual Registration
Description

Eric Leibowitz is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 3,050 registered representatives nationwide. Eric is also registered with Cambridge Investment Research Advisors, Inc., a $20B RIA based in Fairfield, IA and Ameritas Investment Corp, a broker-dealer with over 1,550 registered representatives nationwide. Eric has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cambridge Investment Research, Inc. 5 months, 3 weeks Apr 2014 - Present
Cambridge Investment Research Advisors, Inc 5 months, 3 weeks Apr 2014 - Present
Ameritas Life Insurance Corp of New York 4 years Sep 2010 - Present
Ameritas Investment Corp 10 years, 11 months Oct 2003 - Present
Ambre Financial 15 years, 8 months Jan 1999 - Present
First Interstate Finance Corp 14 years, 11 months Jan 1994 - Dec 2008
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 03/04/1999
General Securities Representative ExaminationSeries 7 07/18/1987
Uniform Securities Agent State Law ExaminationSeries 63 07/17/1987

Answers and Guides

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Top Answers

Eric Lee Leibowitz has not answered any questions on Financial Q&A.

Top Guides

Eric Lee Leibowitz has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/13/2012
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees