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Eric Lee Leibowitz

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Type: Dual Registration

Eric Leibowitz is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 3,050 registered representatives nationwide. Eric is also registered with Cambridge Investment Research Advisors, Inc., a $20B RIA based in Fairfield, IA and Ameritas Investment Corp, a broker-dealer with over 1,550 registered representatives nationwide. Eric has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Cambridge Investment Research, Inc. 5 months, 3 weeks Apr 2014 - Present
Cambridge Investment Research Advisors, Inc 5 months, 3 weeks Apr 2014 - Present
Ameritas Life Insurance Corp of New York 4 years Sep 2010 - Present
Ameritas Investment Corp 10 years, 11 months Oct 2003 - Present
Ambre Financial 15 years, 8 months Jan 1999 - Present
First Interstate Finance Corp 14 years, 11 months Jan 1994 - Dec 2008
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 03/04/1999
General Securities Representative ExaminationSeries 7 07/18/1987
Uniform Securities Agent State Law ExaminationSeries 63 07/17/1987

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Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

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No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

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