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Mei Li Lee

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Information

Other Names: Meili Lee
Firm:
Type: Dual Registration
Description

Mei Lee is a financial professional at New England Securities Corporation, a $5B RIA based in Manhattan, NY. Mei has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
New England Financial 13 years, 11 months Jan 2001 - Present
New England Securities Corporation 13 years, 11 months Jan 2001 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/05/2001
General Securities Representative ExaminationSeries 7 09/28/2001
Uniform Securities Agent State Law ExaminationSeries 63 03/05/1994
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/04/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mei Li Lee has not answered any questions on Financial Q&A.

Top Guides

Mei Li Lee has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees