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Matthew William Collins

Description

Matthew Collins a financial professional at Securian Financial Services, Inc., a broker-dealer with over 1,350 registered representatives nationwide. Matthew has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Matthew William Collins has not answered any questions on Financial Q&A.

Top Guides

Matthew William Collins has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Corporations or Other Businesses
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
State or Municipal Government Entities
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Securian Financial Services 2 years, 6 months Nov 2010 - Present
Minnesota Life Insurance Co. 2 years, 6 months Nov 2010 - Present
Tax and Financial Services 2 years, 6 months Nov 2010 - Present
AXA Advisors, LLC 7 months Mar 2010 - Oct 2010
Dunbar Insurance 5 months Nov 2009 - Apr 2010
Montesquieu Winery 6 months Feb 2009 - Aug 2009
Ep Companies 6 months Aug 2008 - Feb 2009
Islands Restaurants 2 years Jun 2006 - Jun 2008
Pf Changs China Bistro 1 year, 9 months Sep 2004 - Jun 2006
Kaenon Polarized 1 year, 10 months Nov 2002 - Sep 2004
Pf Changs China Bistro 5 years, 10 months Sep 1997 - Jul 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/29/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
11/29/2010
08/31/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 11/16/2010
General Securities Representative Examination Series 7 06/02/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees