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Gordon Szerlip

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Information

Other Names: Gordon L Szerlip, Gordon Lester Szerlip
Firm:
Type: Registered Representative
Description

Gordon Szerlip is a financial professional at Nylife Securities LLC, a broker-dealer with over 8,300 registered representatives nationwide. Gordon has held an industry securities registration for 26 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Nylife Securities LLC 3 years, 9 months Oct 2010 - Present
New York Life Ins Co 3 years, 9 months Oct 2010 - Present
Bankofamerica 9 months Aug 2009 - May 2010
Merrill Lynch 1 year, 8 months Sep 2008 - May 2010
High Road Capital 2 years Sep 2006 - Sep 2008
Eyeon Partners LLC 1 year, 7 months Jan 2005 - Aug 2006
Adams Harkness & Hill 10 years, 5 months Jun 1994 - Nov 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/07/2009
General Securities Representative ExaminationSeries 7 12/10/2008
Limited Representative-Equity Trader ExamSeries 55 04/14/2000
General Securities Principal ExaminationSeries 24 11/22/1995
Uniform Securities Agent State Law ExaminationSeries 63 05/05/1981

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gordon Szerlip has not answered any questions on Financial Q&A.

Top Guides

Gordon Szerlip has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/27/2012
10/01/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.