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Ronald Thomas Klimas

Firm:
Securities Service Network, Inc.
Additional Firm:
Ssn Advisory, Inc.
Senior Vice President of Compliance
Type: Dual Registration
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Description

Ronald Klimas is an executive and has an ownership stake of Ssn Advisory, Inc., a $580M dollar RIA based in Knoxville, TN. Ronald is also registered with Securities Service Network, Inc.. Ronald has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Ronald Thomas Klimas has not answered any questions on Financial Q&A.

Top Guides

Ronald Thomas Klimas has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Ssn Advisory, Inc. 10 years, 2 months Apr 2003 - Present
Securities Service Network, Inc. 14 years, 6 months Dec 1998 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/05/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute
As of Date
12/05/2011
10/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 03/24/1998
Uniform Investment Adviser Law Examination Series 65 08/15/1995
Registered Options Principal Examination Series 4 07/13/1994
General Securities Principal Examination Series 24 10/21/1993
General Securities Representative Examination Series 7 02/18/1993

Firm Compensation Arrangements

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No compensation arrangements listed.