Home  >  BrightScope Advisor Pages  >  Gregory Benton Walsh

Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Morgan Stanley Smith Barney LLC ended in October 25, 2013.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gregory Benton Walsh has not answered any questions on Financial Q&A.

Top Guides

Gregory Benton Walsh has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Morgan Stanley Smith Barney 4 years, 10 months Jun 2009 - Present
Morgan Stanley & Co., Incorporated 7 years Apr 2007 - Present
Dean Witter Reynolds Inc. 7 years, 2 months Feb 2000 - Apr 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/25/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Termination

1 Criminal Disclosure

1 Termination

1 Regulatory Event

1 Criminal Disclosure

As of Date
10/25/2013
01/07/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Futures Managed Funds Examination Series 31 06/02/2000
Uniform Combined State Law Examination Series 66 05/26/2000
General Securities Representative Examination Series 7 05/12/2000

Firm Compensation Arrangements

help text

No compensation arrangements listed.