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Daniel Edward Crockett

Other Names: Dan Crockett
Firm:
Fifth Third Securities, Inc.
Type: Dual Registration
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Description

Daniel Crockett a financial professional at Fifth Third Securities, Inc., a broker-dealer with over 1,350 registered representatives nationwide. Daniel has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Daniel Edward Crockett has not answered any questions on Financial Q&A.

Top Guides

Daniel Edward Crockett has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Fifth Third Securities 6 years May 2007 - Present
Ids Life Insurance Company 4 years, 4 months Jan 2003 - May 2007
American Express Financial Advisors Inc. 4 years, 4 months Jan 2003 - May 2007
The Prudential Insurance Company of America 9 months Apr 2002 - Jan 2003
Pruco Securities Corporation 9 months Apr 2002 - Jan 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/07/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
05/07/2012
08/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 05/23/2003
General Securities Principal Examination Series 24 06/12/2001
Uniform Securities Agent State Law Examination Series 63 01/03/1998
General Securities Representative Examination Series 7 12/27/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets