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William D Haddad

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Information

Other Names: Bill Haddad, William Haddad
Firm:
Additional Firm:
Type: Dual Registration
Description

William Haddad is a financial professional at Eagle Point Investment Advisors, Inc., based in Bedford, NH. William is also registered with LPL Financial LLC, a broker-dealer with over 17,900 registered representatives nationwide. William has held an industry securities registration for 17 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Eagle Point Investment Advisors, Inc. 1 year, 10 months Oct 2012 - Present
LPL Financial LLC 17 years, 5 months Mar 1997 - Present
Eldridge Investment Advisors 15 years, 7 months Mar 1997 - Oct 2012
Stephen Eldridge & Co. 16 years, 1 month Sep 1996 - Oct 2012
Exams
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 05/23/2003
Uniform Investment Adviser Law ExaminationSeries 65 03/25/1997
Uniform Securities Agent State Law ExaminationSeries 63 03/04/1997
General Securities Representative ExaminationSeries 7 02/04/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William D Haddad has not answered any questions on Financial Q&A.

Top Guides

William D Haddad has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
01/22/2013
08/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions