Home  >  BrightScope Advisor Pages  >  Salvatore Joseph Petralia

Salvatore Joseph Petralia

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Dual Registration
Description

Salvatore Petralia is a financial professional at LPL Financial LLC, a broker-dealer with over 18,000 registered representatives nationwide. Salvatore has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
LPL Financial LLC 19 years, 1 month Jul 1995 - Present
Exams
ExamSeriesPassed Date
Municipal Fund Securities Principal ExaminationSeries 51 09/28/2005
General Securities Principal ExaminationSeries 24 06/18/1999
Uniform Investment Adviser Law ExaminationSeries 65 10/10/1995
National Commodity Futures ExaminationSeries 3 02/22/1988
Uniform Securities Agent State Law ExaminationSeries 63 01/27/1988
General Securities Representative ExaminationSeries 7 01/16/1988

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Salvatore Joseph Petralia has not answered any questions on Financial Q&A.

Top Guides

Salvatore Joseph Petralia has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/17/2012
03/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions