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Stephanie Helen Heslin

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Other Names: Stephanie Helen Keens
Type: Registered Representative

Stephanie Heslin is a financial professional at Key Investment Services LLC, a broker-dealer with over 1,150 registered representatives nationwide. Stephanie has held an industry securities registration for 9 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Key Investment Services LLC 8 years, 11 months Jan 2006 - Present
Key Bank 9 years, 2 months Oct 2005 - Present
McDonald Investments 9 years, 2 months Oct 2005 - Present
M&T Securities 8 months Jan 2005 - Sep 2005
Key Bank 5 months Aug 2004 - Jan 2005
McDonald Investments 5 months Aug 2004 - Jan 2005
M&T Securities 1 year, 6 months Feb 2003 - Aug 2004
M&T Bank 2 years Aug 2002 - Aug 2004
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/17/2005
Uniform Securities Agent State Law ExaminationSeries 63 04/14/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/10/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Stephanie Helen Heslin has not answered any questions on Financial Q&A.

Top Guides

Stephanie Helen Heslin has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets