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Dale Raymond Isaak

Firm:
Securities Service Network, Inc.
Additional Firm:
Ssn Advisory, Inc.
Type: Dual Registration
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Description

Dale Isaak a financial professional at Ssn Advisory, Inc., a $580M dollar RIA based in Knoxville, TN. Dale is also registered with Securities Service Network, Inc.. Dale has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dale Raymond Isaak has not answered any questions on Financial Q&A.

Top Guides

Dale Raymond Isaak has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Ssn Advisory, Inc. 8 years, 4 months Jan 2005 - Present
Securities Service Network, Inc. 8 years, 4 months Jan 2005 - Present
Royal Alliance Associates, Inc. 5 years, 8 months May 1999 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/05/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute Pending
As of Date
07/05/2012
08/11/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 10/26/1999
General Securities Representative Examination Series 7 10/13/1999
Uniform Securities Agent State Law Examination Series 63 11/07/1997
Investment Company Products/Variable Contracts Representative Examination Series 6 11/07/1997

Firm Compensation Arrangements

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No compensation arrangements listed.