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Information

Other Names: Isandra R Salinas, Sandy Salinas
Firm:
Additional Firm:
Type: Dual Registration
Description

Isandra Salinas is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a $486B RIA based in New York, NY. Isandra is also registered with Morgan Stanley Smith Barney LLC, a broker-dealer with over 24,800 registered representatives nationwide. Isandra has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Isandra Salinas has not answered any questions on Financial Q&A.

Top Guides

Isandra Salinas has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Morgan Stanley Smith Barney LLC 2 months, 2 weeks Feb 2014 - Present
Bank of America, Na 4 years, 2 months Dec 2009 - Feb 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 years, 6 months Aug 2008 - Feb 2014
Citigroup Global Markets Inc. 6 years, 7 months Jan 2002 - Aug 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/21/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/21/2012
02/06/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Sales Supervisor - General Module Examination Series 10 05/09/2012
General Securities Sales Supervisor - Options Module Examination Series 9 04/25/2012
Futures Managed Funds Examination Series 31 01/26/2008
Uniform Investment Adviser Law Examination Series 65 09/16/2003
Uniform Securities Agent State Law Examination Series 63 04/12/2002
General Securities Representative Examination Series 7 04/02/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions