Home  >  BrightScope Advisor Pages  >  Stephen Glen Zahorian

Stephen Glen Zahorian

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Stephen Glen Zahorian Jr, Steve Zahorian Jr
Firm:
Additional Firm:
Type: Dual Registration
Description

Stephen Zahorian is a financial professional at Summit Brokerage Services, Inc., a broker-dealer with 349 registered representatives nationwide. Stephen is also registered with Summit Financial Group Inc, a $1B RIA based in Boca Raton, FL. Stephen has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Summit Financial Group Inc 11 months, 3 weeks Nov 2013 - Present
Summit Brokerage Services, Inc. 11 months, 3 weeks Nov 2013 - Present
Raymond James Financial Services Advisors, Inc 4 years, 5 months Jun 2009 - Nov 2013
Family Tree Financial Services LLC 5 years, 11 months Nov 2008 - Present
Raymond James Financial Services, Inc. 5 years, 3 months Aug 2008 - Nov 2013
Banc of America Investment Services, Inc. 2 years, 8 months Dec 2005 - Aug 2008
Salomon Smith Barney 5 years, 8 months Apr 2000 - Dec 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/27/2005
Uniform Securities Agent State Law ExaminationSeries 63 05/27/1987

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Stephen Glen Zahorian has not answered any questions on Financial Q&A.

Top Guides

Stephen Glen Zahorian has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

2 Customer Disputes

2 Terminations

1 Customer Dispute

1 Customer Dispute Pending

2 Terminations

As of Date
10/03/2014
04/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

No compensation arrangements listed.