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Dan Candura

Dan Candura
Other Names: Daniel Joseph Candura
Firm:
Pennytree Advisors, LLC
Managing Member
DBA:

PennyTree Advisers LLC
Type: RIA
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Description

Dan Candura provides a wide range of comprehensive or a la carte services for individuals, families and employers including non-profit organizations. This includes financial planning, investment advice, real estate advice, insurance advice, and seminars for employees along with individual counseling sessions at the work ...(see more)

BrightScope Advisor Metrics

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Answers and Guides

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Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

Dan Candura has not answered any questions on Financial Q&A.

Top Guides

Dan Candura has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Articles/Publications

Turning a Len on Ameriprise Financial

Your Money column by Ron Lieber in the New York Times

Social Media

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Pennytree Advisors, LLC 7 years, 8 months Sep 2005 - Present
ING Financial Advisers, LLC 3 years, 3 months Jun 2002 - Sep 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/12/2005, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
10/12/2005
05/07/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/02/1989
General Securities Representative Examination Series 7 11/16/1985
Direct Participation Programs Representative Examination Series 22 08/17/1983
Uniform Securities Agent State Law Examination Series 63 12/08/1982
Investment Company Products/Variable Contracts Representative Examination Series 6 11/12/1982

Advisor Compensation Arrangements

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Fee Only
Advisor

This advisor has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Compensation Arrangement Chart