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Andre Walter Korogodon

Firm:
Cantella & Co., Inc.
Type: Dual Registration
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Description

Andre Korogodon a financial professional at Cantella & Co., Inc., a broker-dealer with 225 registered representatives nationwide. Andre has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Andre Walter Korogodon has not answered any questions on Financial Q&A.

Top Guides

Andre Walter Korogodon has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Cantella & Co., Inc. 15 years May 1998 - Present
Self-Employed 28 years, 12 months Jun 1984 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/02/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
12/02/2011
12/14/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 01/13/2003
Uniform Securities Agent State Law Examination Series 63 04/15/1985
Direct Participation Programs Representative Examination Series 22
General Securities Principal Examination Series 24
General Securities Representative Examination Series 7
Investment Company Products/Variable Contracts Representative Examination Series 6
Research Analyst Exam - Part I Analysis Module Series 86
Research Analyst Exam - Part II Regulations Module Series 87

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions