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Andy Weng

Other Names: Meng Weng
Firm:
Transamerica Financial Advisors, Inc.
Type: Dual Registration
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Description

Andy Weng a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,400 registered representatives nationwide. Andy has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Andy Weng has not answered any questions on Financial Q&A.

Top Guides

Andy Weng has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Transamerica Financial Advisors, Inc 1 year, 4 months Jan 2012 - Present
Cja & Associates < 1 month Aug 2011 - Aug 2011
Investment Advisors Intrnational, Inc. 2 years, 11 months Feb 2009 - Jan 2012
W.S.Enterprise, LLC 6 years, 11 months Jun 2006 - Present
World Group Securities, Inc. 9 years, 9 months Apr 2002 - Jan 2012
Mortgage Investors 2 years, 11 months Oct 2001 - Sep 2004
World Financial Group 11 years, 11 months Jun 2001 - Present
Mjw & Associates, Inc 12 years, 4 months Jan 2001 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/21/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

4 Customer Disputes
As of Date
05/21/2012
08/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 12/06/2008
Investment Company Products/Variable Contracts Principal Examination Series 26 04/22/2000
Uniform Securities Agent State Law Examination Series 63 04/10/1997
Investment Company Products/Variable Contracts Representative Examination Series 6 04/04/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions