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Heather Ann Albert

Other Names: Heather Ann Hall
Firm:
Eagle Strategies LLC
Additional Firm:
Nylife Securities LLC
Type: Dual Registration
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Description

Heather Albert a financial professional at Eagle Strategies LLC, a $2B dollar RIA based in Manhattan, NY. Heather is also registered with Nylife Securities LLC. Heather has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Heather Ann Albert has not answered any questions on Financial Q&A.

Top Guides

Heather Ann Albert has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Eagle Strategies LLC 3 years, 1 month Apr 2010 - Present
Nylife Securities Inc 8 years May 2005 - Present
New York Life Insurance Company 8 years May 2005 - Present
Self-Employed 11 years, 3 months Jan 1994 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/28/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/28/2010
06/24/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 12/29/2009
Uniform Securities Agent State Law Examination Series 63 06/01/2005
Investment Company Products/Variable Contracts Representative Examination Series 6 06/01/2005

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions