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Tony Joe Akin

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Additional Firm:
Type: SEC and FINRA Registered

Tony Akin is a financial professional at Raymond James Financial Services, Inc., a broker-dealer with over 5,150 registered representatives nationwide. Tony is also registered with Raymond James Financial Services Advisors, Inc, a $52B RIA based in St Petersburg, FL. Tony has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Financial Strategies Group 5 years, 11 months May 2009 - Present
Raymond James Financial Services Advisors, Inc 6 years, 3 months Jan 2009 - Present
Raymond James Financial Services, Inc 8 years, 2 months Feb 2007 - Present
Citigroup Global Markets Inc. 1 year Feb 2006 - Feb 2007
Legg Mason Wood Walker Inc 4 years, 1 month Jan 2002 - Feb 2006
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 06/15/2004
Uniform Investment Adviser Law ExaminationSeries 65 12/27/1995
National Commodity Futures ExaminationSeries 3 01/21/1991
Uniform Securities Agent State Law ExaminationSeries 63 01/02/1991
General Securities Representative ExaminationSeries 7 12/12/1990

Answers and Guides

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Tony Joe Akin has not answered any questions on Financial Q&A.

Top Guides

Tony Joe Akin has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions