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Rhea Ann Kerley

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Information

Other Names: Rhea Ann Reed
Firm:
Type: RIA
Description

Rhea Kerley is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 30,400 registered representatives nationwide. Rhea has held an industry securities registration for 9 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.P. Morgan Securities LLC 2 years Oct 2012 - Present
Chase Investment Services Corp. 2 years, 4 months Jun 2010 - Oct 2012
Bbva Compass Investment Solutions, Inc. 4 months Feb 2010 - Jun 2010
Compass Bank 10 months Aug 2009 - Jun 2010
Guaranty Brokerage Services 5 years, 8 months Apr 2004 - Dec 2009
Guarant Bank 6 years, 5 months Mar 2003 - Aug 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/21/2010
General Securities Representative ExaminationSeries 7 10/03/2007
Uniform Securities Agent State Law ExaminationSeries 63 06/18/2004
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/01/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rhea Ann Kerley has not answered any questions on Financial Q&A.

Top Guides

Rhea Ann Kerley has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Criminal Disclosure

1 Criminal Disclosure

As of Date
08/06/2013
10/04/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees