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Rhea Ann Kerley

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Information

Other Names: Rhea Ann Reed
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with J.P. Morgan Securities LLC ended in December 31, 2013.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.P. Morgan Securities LLC 2 years, 2 months Oct 2012 - Present
Chase Investment Services Corp 2 years, 4 months Jun 2010 - Oct 2012
Bbva Compass Investment Solutions, Inc. 4 months Feb 2010 - Jun 2010
Compass Bank 10 months Aug 2009 - Jun 2010
Guaranty Brokerage Services 5 years, 8 months Apr 2004 - Dec 2009
Guarant Bank 6 years, 5 months Mar 2003 - Aug 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/21/2010
General Securities Representative ExaminationSeries 7 10/03/2007
Uniform Securities Agent State Law ExaminationSeries 63 06/18/2004
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/01/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rhea Ann Kerley has not answered any questions on Financial Q&A.

Top Guides

Rhea Ann Kerley has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Criminal Disclosure

1 Criminal Disclosure

As of Date
12/20/2013
12/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.