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Rhea Ann Kerley

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Other Names: Rhea Ann Reed
Type: RIA

Rhea Kerley is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 30,500 registered representatives nationwide. Rhea has held an industry securities registration for 9 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
J.P. Morgan Securities LLC 2 years Oct 2012 - Present
Chase Investment Services Corp. 2 years, 4 months Jun 2010 - Oct 2012
Bbva Compass Investment Solutions, Inc. 4 months Feb 2010 - Jun 2010
Compass Bank 10 months Aug 2009 - Jun 2010
Guaranty Brokerage Services 5 years, 8 months Apr 2004 - Dec 2009
Guarant Bank 6 years, 5 months Mar 2003 - Aug 2009
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/21/2010
General Securities Representative ExaminationSeries 7 10/03/2007
Uniform Securities Agent State Law ExaminationSeries 63 06/18/2004
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/01/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rhea Ann Kerley has not answered any questions on Financial Q&A.

Top Guides

Rhea Ann Kerley has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

1 Criminal Disclosure

1 Criminal Disclosure

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees