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Information

Firm:
Type: Registered Representative
Description

Gary Brown is a financial professional at Essex Securities LLC. Gary has held an industry securities registration for 28 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gary Francis Brown has not answered any questions on Financial Q&A.

Top Guides

Gary Francis Brown has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Essex Securities LLC 4 years, 3 months Jan 2010 - Present
Investors Capital Corporation 7 years, 8 months Apr 2002 - Dec 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/18/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
07/18/2012
10/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 07/13/1992
Uniform Securities Agent State Law Examination Series 63 06/06/1984
General Securities Representative Examination Series 7 05/19/1984

Firm Compensation Arrangements

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No compensation arrangements listed.