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Gary Francis Brown

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Information

Firm:
Type: Registered Representative
Description

Gary Brown is a financial professional at Essex Securities LLC, a broker-dealer with 43 registered representatives nationwide. Gary has held an industry securities registration for 28 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Essex Securities LLC 4 years, 11 months Jan 2010 - Present
Investors Capital Corporation 7 years, 8 months Apr 2002 - Dec 2009
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 07/13/1992
Uniform Securities Agent State Law ExaminationSeries 63 06/06/1984
General Securities Representative ExaminationSeries 7 05/19/1984

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Gary Francis Brown has not answered any questions on Financial Q&A.

Top Guides

Gary Francis Brown has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
07/18/2012
10/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.