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Kevin Frank Mcguigan

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Information

Firm:
Additional Firm:
Type: Registered Representative
Description

Kevin Mcguigan is a financial professional at L.O. Thomas & Co. Inc., a broker-dealer with 34 registered representatives nationwide. Kevin has held an industry securities registration for 30 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cornerstone Resources Group 14 years, 2 months Sep 2000 - Present
Securities Service Network, Inc. 17 years, 11 months Dec 1996 - Present
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 12/16/1986
Uniform Securities Agent State Law ExaminationSeries 63 10/25/1983
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/14/1982

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kevin Frank Mcguigan has not answered any questions on Financial Q&A.

Top Guides

Kevin Frank Mcguigan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Customer Dispute

As of Date
09/18/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.