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Information

Other Names: Lana Michelle Bayley, Lana Michelle Rhodes
Firm:
Type: Dual Registration
Description

Lana Rhodes is a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 13,600 registered representatives nationwide. Lana has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lana Bayley Rhodes has not answered any questions on Financial Q&A.

Top Guides

Lana Bayley Rhodes has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Ameriprise Financial Services Inc 4 years, 3 months Jan 2010 - Present
Morty's 1 year, 5 months Aug 2008 - Jan 2010
T. Rowe Price 3 years Jun 2005 - Jun 2008
Wells Fargo Ccg 3 months Mar 2005 - Jun 2005
Bermuda Dunes Country Club 1 month Jan 2005 - Feb 2005
Edward Jones 5 months Aug 2004 - Jan 2005
University of Colorado 5 months Dec 2003 - May 2004
The Broadmoor 4 months Aug 2003 - Dec 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/19/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/19/2010
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 02/25/2010
Uniform Securities Agent State Law Examination Series 63 10/08/2004
General Securities Representative Examination Series 7 10/04/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees