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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Jeffrey Kercher is a financial professional at Cambridge Investment Research Advisors, Inc., a $20B RIA based in Fairfield, IA. Jeffrey is also registered with Cambridge Investment Research, Inc., a broker-dealer with over 3,100 registered representatives nationwide. Jeffrey has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jeffrey David Kercher has not answered any questions on Financial Q&A.

Top Guides

Jeffrey David Kercher has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Cambridge Investment Research Advisors, Inc. 3 years, 6 months Oct 2010 - Present
Cambridge Investment Research Advisors, Inc. 5 years, 4 months Mar 2005 - Jul 2010
Cambridge Investment Research, Inc. 12 years Apr 2002 - Present
Cambridge Investment Research, Inc. 15 years, 6 months Oct 1998 - Present
Cambridge Investment Research, Inc. 6 years, 5 months Oct 1998 - Mar 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/13/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

3 Customer Disputes

1 Termination

As of Date
12/13/2010
08/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 10/21/2010
Futures Managed Funds Examination Series 31 01/10/2002
General Securities Representative Examination Series 7 06/21/1990
Uniform Securities Agent State Law Examination Series 63 04/12/1990

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS