Jeffrey Kercher is a financial professional at Cambridge Investment Research Advisors, Inc., a $16B RIA based in Fairfield, IA. Jeffrey is also registered with Cambridge Investment Research, Inc., a broker-dealer with over 3,100 registered representatives nationwide. Jeffrey has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.
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|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Other Pooled Investment Vehicles|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Cambridge Investment Research Advisors, Inc.||3 years, 5 months||Oct 2010 - Present|
|Cambridge Investment Research Advisors, Inc.||5 years, 4 months||Mar 2005 - Jul 2010|
|Cambridge Investment Research, Inc.||11 years, 11 months||Apr 2002 - Present|
|Cambridge Investment Research, Inc.||15 years, 5 months||Oct 1998 - Present|
|Cambridge Investment Research, Inc.||6 years, 5 months||Oct 1998 - Mar 2005|
1 Customer Dispute
3 Customer Disputes
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Combined State Law Examination||Series 66||10/21/2010|
|Futures Managed Funds Examination||Series 31||01/10/2002|
|General Securities Representative Examination||Series 7||06/21/1990|
|Uniform Securities Agent State Law Examination||Series 63||04/12/1990|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS