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Jeffrey David Kercher

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Jeffrey Kercher is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 3,200 registered representatives nationwide. Jeffrey is also registered with Cambridge Investment Research Advisors, Inc., a $20B RIA based in Fairfield, IA. Jeffrey has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cambridge Investment Research Advisors, Inc. 3 years, 9 months Oct 2010 - Present
Cambridge Investment Research Advisors, Inc. 5 years, 4 months Mar 2005 - Jul 2010
Cambridge Investment Research, Inc. 12 years, 3 months Apr 2002 - Present
Cambridge Investment Research, Inc. 15 years, 10 months Oct 1998 - Present
Cambridge Investment Research, Inc. 6 years, 5 months Oct 1998 - Mar 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/21/2010
Futures Managed Funds ExaminationSeries 31 01/10/2002
General Securities Representative ExaminationSeries 7 06/21/1990
Uniform Securities Agent State Law ExaminationSeries 63 04/12/1990

Answers and Guides

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Top Answers

Jeffrey David Kercher has not answered any questions on Financial Q&A.

Top Guides

Jeffrey David Kercher has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

3 Customer Disputes

1 Termination

As of Date
12/13/2010
08/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS