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Jeffrey David Kercher

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Information

Firm:
Additional Firm:
Type: SEC and FINRA Registered
Description

Jeffrey Kercher is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 3,400 registered representatives nationwide. Jeffrey is also registered with Cambridge Investment Research Advisors, Inc., a $24B RIA based in Fairfield, IA. Jeffrey has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cambridge Investment Research Advisors, Inc. 4 years, 11 months Oct 2010 - Present
Cambridge Investment Research Advisors, Inc. 5 years, 4 months Mar 2005 - Jul 2010
Cambridge Investment Research, Inc. 13 years, 5 months Apr 2002 - Present
Cambridge Investment Research, Inc. 16 years, 11 months Oct 1998 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/21/2010
Futures Managed Funds ExaminationSeries 31 01/10/2002
General Securities Representative ExaminationSeries 7 06/21/1990
Uniform Securities Agent State Law ExaminationSeries 63 04/12/1990

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Jeffrey David Kercher has not answered any questions on Financial Q&A.

Top Articles

Jeffrey David Kercher has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Termination

3 Customer Disputes

1 Termination

As of Date
04/05/2015
03/07/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS