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Bradley Dean Davis

Description

Bradley Davis a financial professional at Brand Asset Management Group, Inc., a $316M dollar RIA based in Chesterfield, MO. Bradley has held an industry securities registration for 9 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Bradley Dean Davis has not answered any questions on Financial Q&A.

Top Guides

Bradley Dean Davis has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Brand Asset Management Group 5 years, 9 months Aug 2007 - Present
Nisa Investment Advisors, L.L.C. 2 years, 2 months Jun 2005 - Aug 2007
A.G. Edwards & Sons, Inc. 5 years Jun 2000 - Jun 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/01/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/01/2012
08/03/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 12/21/2007
Research Analyst Exam - Part II Regulations Module Series 87 07/14/2004
Uniform Securities Agent State Law Examination Series 63 01/24/2001
General Securities Representative Examination Series 7 11/21/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Commissions
  • Other: SPECIAL PROJECT ASSISTANCE FEE