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Grady J. Gaynor

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Information

Firm:
Indie Asset Partners, LLC
Managing Member/Ceo/Cco
Type: RIA
Description

Grady Gaynor is an executive and is an owner of Indie Asset Partners, LLC, a $117M RIA based in Indianapolis, IN. Grady has held an industry securities registration for 11 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Indie Asset Partners, LLC 4 years Sep 2010 - Present
Chamberlain Wealth Management 5 years, 7 months Feb 2005 - Sep 2010
LPL Financial LLC 5 years, 7 months Feb 2005 - Sep 2010
Raymond James Financial Services, Inc. 3 years, 5 months Sep 2001 - Feb 2005
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 05/10/2005
Uniform Combined State Law ExaminationSeries 66 02/25/2000
General Securities Representative ExaminationSeries 7 02/07/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Grady J. Gaynor has not answered any questions on Financial Q&A.

Top Guides

Grady J. Gaynor has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/09/2012
11/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees