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Grady J. Gaynor

Firm:
Indie Asset Partners, LLC
Managing Member/Ceo/Cco
Type: RIA
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Description

Grady Gaynor is an executive and is an owner of Indie Asset Partners, LLC, a $91M dollar RIA based in Washington, IN. Grady has held an industry securities registration for 13 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Grady J. Gaynor has not answered any questions on Financial Q&A.

Top Guides

Grady J. Gaynor has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Indie Asset Partners, LLC 2 years, 9 months Sep 2010 - Present
LPL Financial LLC 5 years, 7 months Feb 2005 - Sep 2010
Chamberlain Wealth Management 5 years, 7 months Feb 2005 - Sep 2010
Raymond James Financial Services, Inc. 3 years, 5 months Sep 2001 - Feb 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/19/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
10/19/2011
02/10/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 05/10/2005
Uniform Combined State Law Examination Series 66 02/25/2000
General Securities Representative Examination Series 7 02/07/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: (6) Performance-based fees