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Bruce Robert Julien

Description

Bruce Julien a financial professional at National Wealth Management, LLC, a $141M dollar RIA based in Moonachie, NJ. Bruce has held an industry securities registration for 21 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Bruce Robert Julien has not answered any questions on Financial Q&A.

Top Guides

Bruce Robert Julien has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
National Wealth Management, LLC 5 years, 9 months Aug 2007 - Present
Julien Financial, LLC 8 years May 2005 - Present
Triad Advisors, Inc. 3 years, 1 month Apr 2002 - May 2005
Lincoln Financial Advisors 1 year, 7 months Sep 2000 - Apr 2002
Bruce Julien, Sole Proprietor 22 years, 4 months Jan 1991 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/19/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/19/2010
04/19/2010
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 04/24/2002
General Securities Representative Examination Series 7 01/02/2002
Uniform Securities Agent State Law Examination Series 63 09/09/1991
Investment Company Products/Variable Contracts Representative Examination Series 6 09/06/1991

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees