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John Thomas Edwards

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Other Names: John Edwards Thomas
Type: SEC and FINRA Registered

John Edwards is a financial professional at Fifth Third Securities, Inc., a broker-dealer with over 1,500 registered representatives nationwide. John has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

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Fifth Third Securities, Inc. 16 years, 9 months Mar 1999 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/18/2005
General Securities Principal ExaminationSeries 24 09/28/1999
Uniform Investment Adviser Law ExaminationSeries 65 03/16/1992
General Securities Representative ExaminationSeries 7 02/18/1992
Uniform Securities Agent State Law ExaminationSeries 63 02/10/1992

Answers and Articles

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Top Answers

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Top Articles

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets