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Andre Monsour

Firm:
Cantella & Co., Inc.
Type: Dual Registration
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Description

Andre Monsour a financial professional at Cantella & Co., Inc., a broker-dealer with 225 registered representatives nationwide. Andre has held an industry securities registration for 32 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Andre Monsour has not answered any questions on Financial Q&A.

Top Guides

Andre Monsour has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Cantella & Co., Inc. 8 years, 7 months Oct 2004 - Present
#Ia Raymond James Financial Services, In 5 years, 6 months Apr 1999 - Oct 2004
Raymond James Financial Services, Inc. 5 years, 6 months Apr 1999 - Oct 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/05/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
12/05/2011
08/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Fund Securities Principal Examination Series 51 04/22/2003
Registered Options Principal Examination Series 4 04/25/2000
General Securities Principal Examination Series 24 05/18/1999
Uniform Investment Adviser Law Examination Series 65 05/20/1992
Uniform Securities Agent State Law Examination Series 63 01/31/1980
General Securities Representative Examination Series 7 01/19/1980

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions