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Edward H Cole

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Information

Other Names: Chip Cole, Edward H Cole Jr
Firm:
Type: Dual Registration
Description

Edward Cole is a financial professional at Lincoln Financial Advisors Corporation, a broker-dealer with over 2,400 registered representatives nationwide. Edward has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Lincoln Financial Advisors Corporation 23 years, 1 month Aug 1991 - Present
The Lincoln National Life Insurance Company 14 years, 9 months Aug 1991 - May 2006
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 03/05/1992
General Securities Representative ExaminationSeries 7 01/28/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Edward H Cole has not answered any questions on Financial Q&A.

Top Guides

Edward H Cole has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/28/2012
08/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions