Home  >  BrightScope Advisor Pages  >  William Lawrence Manning Knox

William Lawrence Manning Knox

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Larry Knox, William Lawrence Knox Jr, William Lawrence Manning Knox Jr
Firm:
Type: Dual Registration
Description

William Knox is a financial professional at Raymond James & Associates, Inc., a broker-dealer with over 5,350 registered representatives nationwide. William has held an industry securities registration for 37 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Raymond James & Associates, Inc. 1 year, 5 months Feb 2013 - Present
Morgan Keegan & Company, Inc. 15 years, 6 months Aug 1997 - Feb 2013
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/02/2000
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 03/23/1998
Uniform Securities Agent State Law ExaminationSeries 63 10/10/1997
General Securities Principal ExaminationSeries 24 10/07/1985
General Securities Representative ExaminationSeries 7 08/17/1985
Municipal Securities Financial and Operations Principal ExaminationSeries 54 05/08/1978

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Lawrence Manning Knox has not answered any questions on Financial Q&A.

Top Guides

William Lawrence Manning Knox has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/24/2013
07/07/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions