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William Lawrence Manning Knox

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Other Names: Larry Knox, William Lawrence Knox Jr
Type: SEC and FINRA Registered

William Knox is a financial professional at Raymond James & Associates, Inc., a broker-dealer with over 5,650 registered representatives nationwide. William has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

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Raymond James & Associates, Inc. 2 years, 8 months Feb 2013 - Present
Morgan Keegan & Company, Inc. 15 years, 6 months Aug 1997 - Feb 2013
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/02/2000
Uniform Securities Agent State Law ExaminationSeries 63 10/10/1997

Answers and Articles

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Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions