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Edwin W Knowles

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Information

Other Names: Bucky Knowles, Edwin W Knowles CFP
Firm:
The Knowles Company, LLC
Managing Director
Type: RIA
Description

Edwin Knowles is an executive and is sole owner of The Knowles Company, LLC, a $26M RIA. Edwin has held an industry securities registration for 11 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
The Knowles Company, LLC 11 years, 7 months Dec 2002 - Present
Self Employed 14 years, 6 months Jan 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 02/19/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Edwin W Knowles has not answered any questions on Financial Q&A.

Top Guides

Edwin W Knowles has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
02/11/2003
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees