Susan Marie Marshall
Susan Marshall is a financial professional at Griffiths, Dreher & Evans, Ps, CPAS, a $16M dollar RIA based in Spokane, WA. Susan has held an industry securities registration for 4 years and is subject to SEC oversight.
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Firm Client Types
||High Net Worth Individuals
||Corporations or Other Businesses
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 11/30/2007, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
|As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
|Uniform Investment Adviser Law Examination
Firm Compensation Arrangements
Types of Compensation Arrangements
Percentage of Assets