Home  >  BrightScope Advisor Pages  >  David Sadler

help text

David Sadler

David Sadler
Other Names: Dave Sadler
Firm:
Moneta Group Investment Advisors, LLC
Board Member
Type: RIA
Contact Advisor
Edit Profile

Description

David Sadler an executive and has an ownership stake of Moneta Group Investment Advisors, LLC, a broker-dealer with 75 registered representatives nationwide. David has held an industry securities registration for 18 years and is subject to SEC oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

David Sadler has not answered any questions on Financial Q&A.

Top Guides

David Sadler has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
High Net Worth Individuals
Pension and Profit Sharing Plans
Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Moneta Group Investment Advisors, LLC 8 years, 4 months Jan 2005 - Present
Moneta Group, LLC 8 years, 4 months Jan 2005 - Present
Cambridge Investment Research, Inc. 2 years, 10 months May 2004 - Mar 2007
Moneta Group Investment Advisors, Inc 9 years, 11 months Jan 1995 - Dec 2004
Moneta Group, Inc 10 years Dec 1994 - Dec 2004
W. S. Griffith & Co., Inc. 9 years, 5 months Dec 1994 - May 2004
Phoenix Home Life 9 years, 5 months Dec 1994 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/07/2011
04/07/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 01/11/1995
General Securities Representative Examination Series 7 01/09/1995
Uniform Investment Adviser Law Examination Series 65 08/30/1993

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions