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Information

Other Names: Hope ^Hope King ^, Lisa Hope King ^, Lisa King
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated ended in July 18, 2013.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Lisa X King has not answered any questions on Financial Q&A.

Top Guides

Lisa X King has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Merrill Lynch 6 years, 2 months Feb 2008 - Present
Merrill Lynch 1 year, 7 months Jul 2006 - Feb 2008
Rutgers University 3 years, 10 months Sep 2002 - Jul 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/18/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/18/2013
10/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 09/15/2008
General Securities Representative Examination Series 7 08/01/2008

Firm Compensation Arrangements

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No compensation arrangements listed.