Home  >  BrightScope Advisor Pages  >  William Coleman Brincefield

Information

Other Names: Bill Brincefield, William C Brincefield, William C Brincefield Jr ...(see more)
Firm:
Type: Dual Registration
Description

William Brincefield is a financial professional at Park Avenue Securities LLC, a broker-dealer with over 2,800 registered representatives nationwide. William has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Coleman Brincefield has not answered any questions on Financial Q&A.

Top Guides

William Coleman Brincefield has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Park Avenue Securities 1 year Apr 2013 - Present
Guiardian Life Ins Co 1 year Apr 2013 - Present
Park Avenue Securities LLC 14 years, 11 months May 1999 - Present
Guardian Life Insurance Co of America 16 years, 11 months May 1997 - Present
Guardian Life Insurance Co. of America 32 years, 8 months Aug 1981 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/29/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
04/29/2013
10/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Investment Company Products/Variable Contracts Representative Examination Series 6 09/02/1986
Uniform Securities Agent State Law Examination Series 63 08/15/1986

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees