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Brian Gregory Dijulio

Description

Brian Dijulio a financial professional at JHS Capital Advisors, Inc., a broker-dealer with 189 registered representatives nationwide. Brian has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Brian Gregory Dijulio has not answered any questions on Financial Q&A.

Top Guides

Brian Gregory Dijulio has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Jhs Capital Advisors,LLC 1 year, 1 month Apr 2012 - Present
JHS Capital Advisors, Inc. 1 year, 1 month Apr 2012 - Present
Paulson Investment Company, Inc. 3 years, 8 months Aug 2008 - Apr 2012
The Concord Equity Group 3 years, 4 months Apr 2005 - Aug 2008
First Montauk Securities Corp. 7 years, 5 months Nov 1997 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/11/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

8 Customer Disputes

1 Termination

2 Regulatory Events
As of Date
05/11/2012
08/15/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/09/2007
Uniform Investment Adviser Law Examination Series 65 07/18/1996
General Securities Representative Examination Series 7 08/17/1992
National Commodity Futures Examination Series 3 08/05/1987
Uniform Securities Agent State Law Examination Series 63 05/15/1987

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees