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Paul Edward Purcell

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Type: Registered Representative

Description

Paul Purcell an executive and has an ownership stake of Robert W. Baird & Co. Incorporated, a broker-dealer with over 1,750 registered representatives nationwide. Paul has held an industry securities registration for 16 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Paul Edward Purcell has not answered any questions on Financial Q&A.

Top Guides

Paul Edward Purcell has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Baird Capital Partners Management Company V, LLC 4 years, 8 months Sep 2008 - Present
Baird Capital Partners Asia Management I Limited Partnership 5 years May 2008 - Present
Riverfront Investment Group, LLC 5 years, 1 month Apr 2008 - Present
Baird Venture Partners Management Company Iii, LLC 5 years, 9 months Aug 2007 - Present
Baird Asia Partners Management Company I, L.L.C. 8 years, 6 months Nov 2004 - Present
Baird Capital Partners Management Company Iv, LLC 8 years, 9 months Aug 2004 - Present
Baird Venture Partners Management Company I, L.L.C. 13 years May 2000 - Present
Robert W. Baird & Co. Incorporated 13 years, 4 months Jan 2000 - Present
Baird Capital Partners Management Company Iii, LLC 14 years May 1999 - Present
Robet W Baird & Co, Inc. 15 years, 4 months Jan 1998 - Present
Robert W. Baird & Co. Incorporated 19 years, 3 months Feb 1994 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
10/04/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 07/31/1991
Registered Principal Examination Series 40 10/14/1977

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: (6) Performance-based fees