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Michael John Schroeder

Firm:
Robert W. Baird & Co. Incorporated
Director
Additional Firm:
Riverfront Investment Group, LLC
Member of The Board of Directors
Type: Dual Registration
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Description

Michael Schroeder an executive and has an ownership stake of Robert W. Baird & Co. Incorporated, a broker-dealer with over 1,750 registered representatives nationwide. Michael has held an industry securities registration for 26 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Michael John Schroeder has not answered any questions on Financial Q&A.

Top Guides

Michael John Schroeder has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Charitable Organizations
Investment Companies
State or Municipal Government Entities
Other Investment Advisors
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Riverfront Investment Group, LLC 5 years, 2 months Mar 2008 - Present
Robert W. Baird & Co. Incorporated 9 years May 2004 - Present
#Ia Robert W. Baird & Co. Incorporated 27 years, 3 months Mar 1986 - Present
Robert W. Baird & Co. Incorporated 27 years, 3 months Mar 1986 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/17/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
10/17/2011
10/04/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 07/26/2001
Uniform Investment Adviser Law Examination Series 65 11/24/1993
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 11/07/1989
Uniform Securities Agent State Law Examination Series 63 05/23/1986
General Securities Representative Examination Series 7 05/17/1986

Firm Compensation Arrangements

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No compensation arrangements listed.