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Information

Other Names: Midge I Gold, Midge Ina Gold
Firm:
Additional Firm:
Type: Dual Registration
Description

Midge Gold is an executive and is sole owner of Agile Capital Management, LLC, a $30M RIA. Midge is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 2,100 registered representatives nationwide. Midge has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Midge Gold has not answered any questions on Financial Q&A.

Top Guides

Midge Gold has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Agile Capital Management, LLC 9 years, 7 months Sep 2004 - Present
Royal Alliance Associates, Inc. 12 years, 8 months Aug 2001 - Present
Liberty Capital Management 3 years, 6 months Aug 2001 - Feb 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/26/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/26/2013
10/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 01/15/1998
General Securities Representative Examination Series 7 11/26/1997
Uniform Securities Agent State Law Examination Series 63 01/12/1994
Investment Company Products/Variable Contracts Representative Examination Series 6 12/15/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions