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Midge Gold

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Information

Other Names: Midge I Gold, Midge Ina Gold
Firm:
Additional Firm:
Type: Dual Registration
Description

Midge Gold is an executive and is sole owner of Agile Capital Management, LLC, a $30M RIA. Midge is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 1,950 registered representatives nationwide. Midge has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Royal Alliance Associates, Inc. 13 years, 2 months Aug 2001 - Present
Liberty Capital Management 3 years, 6 months Aug 2001 - Feb 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 01/15/1998
Uniform Securities Agent State Law ExaminationSeries 63 01/12/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Midge Gold has not answered any questions on Financial Q&A.

Top Guides

Midge Gold has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
05/15/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions