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Midge Gold

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Other Names: Midge I Gold, Midge Ina Gold
Additional Firm:
Type: SEC and FINRA Registered

Midge Gold is an executive and is sole owner of Agile Capital Management, LLC, a $43M RIA. Midge is also registered with Royal Alliance Associates, Inc., a broker-dealer with over 2,100 registered representatives nationwide. Midge has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Agile Capital Management, LLC 11 years, 1 month Sep 2004 - Present
Royal Alliance Associates, Inc. 14 years, 2 months Aug 2001 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 01/15/1998
General Securities Representative ExaminationSeries 7 11/26/1997
Uniform Securities Agent State Law ExaminationSeries 63 01/12/1994
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/15/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Midge Gold has not answered any questions on Financial Q&A.

Top Articles

Midge Gold has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions