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Information

Other Names: George Buckets, George Frederick Buchholz
Firm:
Type: Dual Registration
Description

George Buchholz is a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 13,600 registered representatives nationwide. George has held an industry securities registration for 35 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

George Fredrick Buchholz has not answered any questions on Financial Q&A.

Top Guides

George Fredrick Buchholz has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Ameriprise Financial Services Inc 1 year, 11 months May 2012 - Present
Rbc Capital Markets Corporation 4 years, 2 months Mar 2008 - May 2012
Rbc Dain Rauscher Inc. 6 years Mar 2002 - Mar 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/26/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/26/2013
07/12/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/05/2003
Municipal Securities Principal Examination Series 53 12/22/1986
Uniform Securities Agent State Law Examination Series 63 09/03/1986
General Securities Representative Examination Series 7 06/17/1978

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees