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Stephanie M Scherr

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Additional Firm:
Stephanie M Scherr
Sole Proprietor
Type: Registered Representative

Stephanie Scherr is a financial professional at Investment Advisors, a broker-dealer with over 1,450 registered representatives nationwide. Stephanie has held an industry securities registration for 26 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Pro Equities, Inc. 17 years, 7 months Sep 1997 - Present
Stephanie M Scherr 19 years, 1 month Mar 1996 - Present
Connecticut General Life Insurance Co 28 years, 8 months Aug 1986 - Present
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 09/26/1986
General Securities Representative ExaminationSeries 7 09/20/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Stephanie M Scherr has not answered any questions on Financial Q&A.

Top Guides

Stephanie M Scherr has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions