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Eric Peter Weschke

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Additional Firm:
Type: SEC and FINRA Registered

Eric Weschke is a financial professional at Kalos Capital, Inc., a broker-dealer with 112 registered representatives CA and GA. Eric is also registered with Kalos Management, a $270M RIA based in Alpharetta, GA. Eric has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Kalos Capital 4 years, 7 months May 2011 - Present
Financial Planning Associates,Inc. 3 years, 7 months Oct 2007 - May 2011
Alternative Wealth Strategies, Inc. 3 years, 4 months Oct 2007 - Feb 2011
First National Bank of Arizona 2 years, 9 months Dec 2004 - Sep 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/02/2007
General Securities Representative ExaminationSeries 7 10/08/2007
Limited Representative-Equity Trader ExamSeries 55 05/24/2001
General Securities Principal ExaminationSeries 24 05/03/1997
Uniform Securities Agent State Law ExaminationSeries 63 06/01/1994

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Eric Peter Weschke has not answered any questions on Financial Q&A.

Top Articles

Eric Peter Weschke has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

8 Customer Disputes

2 Regulatory Events

10 Customer Disputes

2 Regulatory Events

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions