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Eric Peter Weschke

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Eric Weschke is a financial professional at Kalos Capital, Inc., a broker-dealer with 95 registered representatives CA and GA. Eric is also registered with Kalos Management, a $195M RIA based in Alpharetta, GA. Eric has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Kalos Capital 3 years, 7 months May 2011 - Present
Financial Planning Associates,Inc. 3 years, 7 months Oct 2007 - May 2011
Alternative Wealth Strategies, Inc. 3 years, 4 months Oct 2007 - Feb 2011
First National Bank of Arizona 2 years, 9 months Dec 2004 - Sep 2007
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/02/2007
General Securities Representative ExaminationSeries 7 10/08/2007
Limited Representative-Equity Trader ExamSeries 55 05/24/2001
General Securities Principal ExaminationSeries 24 05/03/1997
Uniform Securities Agent State Law ExaminationSeries 63 06/01/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Eric Peter Weschke has not answered any questions on Financial Q&A.

Top Guides

Eric Peter Weschke has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

8 Customer Disputes

2 Regulatory Events

10 Customer Disputes

2 Regulatory Events

As of Date
12/02/2014
12/02/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions