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David Bruce Elliott

David Bruce Elliott
Firm:
Convergent Wealth Advisors, LLC
Chief Compliance Officer/Member
Chief Financial Officer/Member
Additional Firms:
Lydian Wealth Management Company, LLC
Chief Compliance Officer
...(see more)
Type: RIA
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Description

David Elliott serves as Convergents Chief Financial Officer and oversees the firms accounting, financial management and regulatory compliance. David joined the firm in 2002 and is located in the Rockville, MD office.

His 15 plus years of accounting and financial management experience includes working as the controller ...(see more)

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

David Bruce Elliott has not answered any questions on Financial Q&A.

Top Guides

David Bruce Elliott has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Convergent Wealth Advisors, LLC 6 years, 1 month May 2007 - Present
Lydian Wealth Management Company, LLC 8 years, 9 months Sep 2004 - Present
Lydian Wealth Management Company 4 years, 9 months Aug 2002 - May 2007
Student Advantage, Inc. 11 months Sep 2001 - Aug 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/06/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Registered
Disclosures

No Disclosures Found
As of Date
06/06/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 12/19/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: (6) Performance-based fees