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Dana Edmond Gilpatrick

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Other Names: Dana E Gilpatrick Mr., Dana Edmond Gilpatrick Mr., Dana Gilpatrick
Additional Firm:
Type: SEC and FINRA Registered

Dana Gilpatrick is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 3,400 registered representatives nationwide. Dana is also registered with Cambridge Investment Research Advisors, Inc., a $24B RIA based in Fairfield, IA. Dana has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cambridge Investment Research, Inc 2 years, 4 months Jun 2013 - Present
Cambridge Invesment Research Advisors, Inc. 2 years, 4 months Jun 2013 - Present
Fidelity Investments 5 years, 4 months Feb 2008 - Jun 2013
AXA Advisors, LLC 6 months Aug 2007 - Feb 2008
Veritude 10 months Oct 2006 - Aug 2007
West Heating Oil 6 months Dec 2005 - Jun 2006
Pat Hoey Production 5 months Jun 2005 - Nov 2005
Clark University 3 years, 10 months Aug 2002 - Jun 2006
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 08/04/2011
General Securities Sales Supervisor - General Module ExaminationSeries 10 05/05/2011
General Securities Sales Supervisor - Options Module ExaminationSeries 9 11/19/2010
Uniform Combined State Law ExaminationSeries 66 10/01/2007
General Securities Representative ExaminationSeries 7 09/10/2007

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Dana Edmond Gilpatrick has not answered any questions on Financial Q&A.

Top Articles

Dana Edmond Gilpatrick has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions