Home  >  BrightScope Advisor Pages  >  Dana Edmond Gilpatrick

Dana Edmond Gilpatrick

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Dana E Gilpatrick Mr., Dana Edmond Gilpatrick Mr., Dana Gilpatrick
Firm:
Additional Firm:
Type: Dual Registration
Description

Dana Gilpatrick is a financial professional at Cambridge Investment Research, Inc., a broker-dealer with over 2,550 registered representatives nationwide. Dana is also registered with Cambridge Investment Research Advisors, Inc., a $20B RIA based in Fairfield, IA. Dana has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cambridge Investment Research, Inc. 1 year, 5 months Jun 2013 - Present
Cambridge Invesment Research Advisors, Inc. 1 year, 5 months Jun 2013 - Present
Fidelity Investments 5 years, 4 months Feb 2008 - Jun 2013
AXA Advisors, LLC 6 months Aug 2007 - Feb 2008
Veritude 10 months Oct 2006 - Aug 2007
West Heating Oil 6 months Dec 2005 - Jun 2006
Pat Hoey Production 5 months Jun 2005 - Nov 2005
Mr. Handyman 1 year May 2004 - May 2005
Clark University 3 years, 10 months Aug 2002 - Jun 2006
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 08/04/2011
General Securities Sales Supervisor - General Module ExaminationSeries 10 05/05/2011
General Securities Sales Supervisor - Options Module ExaminationSeries 9 11/19/2010
Uniform Combined State Law ExaminationSeries 66 10/01/2007
General Securities Representative ExaminationSeries 7 09/10/2007

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Dana Edmond Gilpatrick has not answered any questions on Financial Q&A.

Top Guides

Dana Edmond Gilpatrick has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
10/03/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS