|Other Names:||Dana E Gilpatrick Mr., Dana Edmond Gilpatrick Mr., Dana Gilpatrick|
Dana Gilpatrick is a financial professional at Cambridge Investment Research Advisors, Inc., a $16B RIA based in Fairfield, IA. Dana is also registered with Cambridge Investment Research, Inc., a broker-dealer with over 3,100 registered representatives nationwide. Dana has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.
Top AnswersDana Edmond Gilpatrick has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Other Pooled Investment Vehicles|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Cambridge Investment Research, Inc.||9 months, 1 week||Jun 2013 - Present|
|Cambridge Invesment Research Advisors, Inc.||9 months, 1 week||Jun 2013 - Present|
|Fidelity Investments||5 years, 4 months||Feb 2008 - Jun 2013|
|AXA Advisors, LLC||6 months||Aug 2007 - Feb 2008|
|Veritude||10 months||Oct 2006 - Aug 2007|
|West Heating Oil||6 months||Dec 2005 - Jun 2006|
|Pat Hoey Production||5 months||Jun 2005 - Nov 2005|
|Mr. Handyman||1 year||May 2004 - May 2005|
|Clark University||3 years, 10 months||Aug 2002 - Jun 2006|
No Disclosures Found
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|General Securities Principal Examination||Series 24||08/04/2011|
|General Securities Sales Supervisor - General Module Examination||Series 10||05/05/2011|
|General Securities Sales Supervisor - Options Module Examination||Series 9||11/19/2010|
|Uniform Combined State Law Examination||Series 66||10/01/2007|
|General Securities Representative Examination||Series 7||09/10/2007|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS