|Other Names:||Habib Hadji, Habib Hyousefzadeh|
Habib Yousefzadeh is a financial professional at Morgan Stanley Smith Barney LLC, a broker-dealer with over 24,600 registered representatives nationwide. Habib has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.
Top AnswersHabib H Yousefzadeh has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Other Investment Advisors|
|State or Municipal Government Entities|
|Other Pooled Investment Vehicles|
|Corporations or Other Businesses|
|Pension and Profit Sharing Plans|
|Banking or Thrift Institutions|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Morgan Stanley & Co., Incorporated||4 years, 10 months||May 2009 - Present|
|Merrill Lynch Pierce Fenner & Smith||7 years||May 2002 - May 2009|
1 Customer Dispute
1 Customer Dispute Pending
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Futures Managed Funds Examination||Series 31||03/29/2005|
|General Securities Representative Examination||Series 7||12/12/2000|
|Uniform Investment Adviser Law Examination||Series 65||01/05/1995|
|Uniform Securities Agent State Law Examination||Series 63||07/25/1990|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||05/29/1990|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees
- Other: SEE SCHEDULE D MISCELLANEOUS