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Steven Howard Bright

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Information

Other Names: Steve Bright, Steven H Bright
Firm:
Type: Dual Registration
Description

Steven Bright is a financial professional at Southwest Securities, Inc., a broker-dealer with 472 registered representatives nationwide. Steven has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Southwest Securities 7 years, 7 months Feb 2007 - Present
Stifle Nicolaus 4 years, 9 months May 2002 - Feb 2007
Rosedale Hills U.M. Church 26 years, 1 month Aug 1988 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/05/2001
Uniform Securities Agent State Law ExaminationSeries 63 07/03/1990
General Securities Representative ExaminationSeries 7 06/16/1990

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Steven Howard Bright has not answered any questions on Financial Q&A.

Top Guides

Steven Howard Bright has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

8 Customer Disputes

8 Customer Disputes

As of Date
09/07/2014
08/13/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: 12B-1 FEES