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Steven Howard Bright

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Information

Other Names: Steve Bright, Steven H Bright
Firm:
Type: SEC and FINRA Registered
Description

Steven Bright is a financial professional at Wunderlich Securities, Inc., a broker-dealer with 464 registered representatives nationwide. Steven has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wunderlich Securities, Inc. 3 months May 2015 - Present
Southwest Securities 8 years, 3 months Feb 2007 - May 2015
Stifle Nicolaus 4 years, 9 months May 2002 - Feb 2007
Rosedale Hills U.M. Church 26 years, 9 months Aug 1988 - May 2015
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/05/2001
Uniform Securities Agent State Law ExaminationSeries 63 07/03/1990
General Securities Representative ExaminationSeries 7 06/16/1990

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Steven Howard Bright has not answered any questions on Financial Q&A.

Top Guides

Steven Howard Bright has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

9 Customer Disputes

9 Customer Disputes

As of Date
06/17/2015
06/17/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions