Home  >  BrightScope Advisor Pages  >  David Cohen

help text

David Cohen

Other Names: David Allan Cohen
Firm:
AXA Advisors, LLC
Type: Dual Registration
Contact Advisor
Edit Profile

Description

David Cohen a financial professional at AXA Advisors, LLC, a broker-dealer with over 4,950 registered representatives nationwide. David has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

David Cohen has not answered any questions on Financial Q&A.

Top Guides

David Cohen has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
AXA Advisors, LLC 11 years, 1 month Apr 2002 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/31/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/31/2012
10/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Combined State Law Examination Series 66 07/23/2002
General Securities Representative Examination Series 7 06/06/2002

Advisor Compensation Arrangements

help text

Types of Compensation Arrangements

Compensation Arrangement Chart